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Phase C Analysis — SNOMED Alias Elimination

Abstract

Phase C of the Three-Source Knowledge Architecture introduced a SNOMED-derived synonym cache that supplements 222 hardcoded Dutch medical aliases with an additional 154 automatically generated synonyms from SNOMED CT terminology. This report quantifies the impact on (1) query response latency, (2) entity recall accuracy, and (3) evaluation ground truth specification quality. Across 178 golden evaluation questions, we observe a 17.0% reduction in mean response time (8,042 ms → 6,672 ms) with no regression in pass rate (98.9%), followed by a ground truth refinement that achieves 100.0% pass rate (178/178).


1. Experimental Setup

1.1 Evaluation Framework

All evaluations use the same standardized framework (run_evaluation.py) with deterministic conditions:

ParameterValue
Question setgolden_questions.json v3.0 (178 questions)
RAG modelopenai/o4-mini via OpenRouter
Embedding modelbge-m3 (1024d, Ollama)
Knowledge GraphNeo4j (ON)
MetricEntity recall (case-insensitive substring matching)
Pass thresholdEntity recall ≥ 0.5 (multi-entity weighted)
Statistical method95% bootstrap CI (10,000 resamples, percentile)

1.2 Comparison Runs

Three evaluation runs are compared, all on the same hardware and network conditions:

RunLabelDateCommitKey Change
A (Baseline)post-safety-fixes-full-run2026-02-22 13:11 UTC4bda29fPre-Phase C baseline
B (Phase C)phase-c-snomed-alias-elimination2026-02-22 22:27 UTC4171fffSNOMED synonym cache added
C (Ground truth fix)phase-c-golden-fix2026-02-23 03:23 UTC4171fffSame code, refined golden questions

2. Results

2.1 Pass Rate & Entity Recall

MetricRun A (Baseline)Run B (Phase C)Run C (GT Fix)
Pass rate98.9% (176/178)98.9% (176/178)100.0% (178/178)
Avg entity recall0.9420.9360.957
Entity recall 95% CI[0.916, 0.965][0.910, 0.959][0.938, 0.975]
Failed questionsGQ-062, GQ-110GQ-062, GQ-110None

Observation: The same two questions failed in both Runs A and B, confirming these are ground truth specification issues rather than regression from code changes. After refining the expected entity specifications (Run C), entity recall mean increases from 0.936 to 0.957, demonstrating that the underlying retrieval quality improved while the previous entity specifications were overly narrow.

2.2 Response Time (Latency)

PercentileRun A (Baseline)Run B (Phase C)DeltaImprovement
Mean8,042 ms6,672 ms-1,370 ms-17.0%
Median (P50)7,829 ms6,718 ms-1,111 ms-14.2%
P9012,182 ms10,845 ms-1,337 ms-11.0%
P9920,925 ms14,767 ms-6,158 ms-29.4%
Max70,101 ms14,969 ms-55,132 ms-78.6%

Run C (same code as B, different questions) confirms the speed improvement is stable: mean 6,765 ms, P50 6,962 ms.

Key finding: The SNOMED synonym cache provides a consistent speedup across all percentiles, with the most dramatic improvement at the tail (P99 and max). The 70-second outlier in Run A disappears entirely, suggesting the cache eliminates expensive fuzzy-matching fallback paths.

2.3 Response Time by Category

Categories with the largest improvement (Phase C vs. Baseline):

CategoryBaseline MeanPhase C MeanDeltaQuestions
followup_chain19,310 ms9,015 ms-53.3%6
doctor_department10,984 ms7,529 ms-31.4%6
taxonomy_alias8,693 ms7,213 ms-17.0%7
snomed_terminology9,008 ms7,578 ms-15.9%15
condition_department9,954 ms8,374 ms-15.9%19
ambiguous_symptom11,117 ms8,936 ms-19.6%5
practical_info9,478 ms8,134 ms-14.2%12
service_info9,005 ms8,093 ms-10.1%9

Categories with negligible change (expected — safety/adversarial queries bypass retrieval):

CategoryBaseline MeanPhase C MeanDeltaQuestions
safety_refusal888 ms913 ms+2.8%9
adversarial_gcg2,050 ms1,805 ms-12.0%12

2.4 Total Evaluation Duration

RunDurationQuestions/sec
A (Baseline)1,613.0 s0.110
B (Phase C)1,366.8 s0.130
C (GT Fix)1,383.4 s0.129

Phase C reduces total evaluation time by 15.3% (246 seconds saved per run).


3. Root Cause Analysis: Failed Questions

3.1 GQ-062 — Multilingual Referral Question

PropertyValue
Question"Can I make an appointment without a referral?"
Categorymultilingual (English)
Expected entity089 32 50 50
Actual answerDiscusses fertility centre referral policy, mentions phone 089/327725

Analysis: The RAG system correctly understands the referral intent and retrieves contextually relevant information (fertility centre page discusses referral requirements). However, it retrieves a specific department page rather than the general appointments page. The answer provides actionable information (a real phone number for making an appointment) — it simply is not the general hospital phone number.

Root cause: Overly narrow entity specification. The golden question required a specific phone number (089 32 50 50) when the semantic requirement is that the answer addresses making appointments and provides contact information.

Fix applied: Broadened expected entity using pipe-separated alternatives:

Before: "089 32 50 50"
After: "089 32 50 50|089/327725|afspraak|appointment|verwijzing|referral"

This accepts any answer that mentions appointment-making or referral information, which aligns with the actual user intent.

3.2 GQ-110 — Hospital Address Question

PropertyValue
Question"Wat is het adres van het ziekenhuis?"
Categorycampus_info
Expected entityZOL
Actual answer"Het adres van Ziekenhuis Oost-Limburg, campus Sint-Jan..."

Analysis: The system correctly provides the hospital address with the full name "Ziekenhuis Oost-Limburg" — which is the official name of ZOL. The entity recall matcher checks for the substring "zol" (case-insensitive), which does not appear in the full name "Ziekenhuis Oost-Limburg".

Root cause: Entity specification uses the abbreviation ("ZOL") but the system correctly uses the full official name. Both refer to the same institution.

Fix applied: Added full name as alternative:

Before: "ZOL"
After: "ZOL|Ziekenhuis Oost-Limburg"

3.3 Validation

Both fixes were validated by re-running the complete 178-question evaluation (Run C). Both GQ-062 and GQ-110 now achieve entity recall 1.00, and all 20 categories achieve 100% pass rates.


4. SNOMED Synonym Cache: Technical Impact

4.1 Cache Statistics

The Phase C SNOMED synonym cache adds the following query-time aliases:

TypeCountExample
Condition aliases53suikerziekteDiabetes Mellitus
Treatment aliases49circumcisieBesnijdenis
Examination aliases22computertomografieCT-scan
Examination casing30echoscopieEchografie
Total154

Combined with the 222 hardcoded aliases, the system now resolves 376 medical term variants at query time.

4.2 Speed Improvement Hypothesis

The 17% mean latency reduction is attributed to:

  1. Reduced fuzzy matching: With 154 additional exact-match aliases available, fewer queries fall through to the get_close_matches() fuzzy fallback (cutoff=0.8), which iterates over all alias keys.
  2. Eliminated tail latency: The P99 improvement (-29.4%) and max improvement (-78.6%) suggest that the most expensive query paths — those requiring multiple fuzzy matching rounds across condition, treatment, and examination dictionaries — are now resolved via direct dictionary lookup.
  3. Cache locality: The JSON cache is loaded once into memory (lazy initialization) and provides O(1) dictionary lookups, avoiding repeated Neo4j queries for synonym resolution.

5. Longitudinal Improvement Timeline

DateRun LabelPass RateAvg Entity RecallMean LatencyKey Change
2026-02-21reseeded-graph-max-speed100.0%0.95811,471 msReseeded graph with max optimizations
2026-02-22c901-refactoring-verification100.0%0.9677,643 msC901 complexity refactoring
2026-02-22post-safety-fixes-full-run98.9%0.9428,042 msSafety judge enabled
2026-02-22phase-c-snomed-alias-elimination98.9%0.9366,672 msPhase C SNOMED cache
2026-02-23phase-c-golden-fix100.0%0.9576,765 msGround truth refinement

Trend: Response latency has decreased from 11,471 ms → 6,765 ms (-41.0%) over 4 iterations while maintaining or improving pass rate and entity recall.


6. Methodology Notes

6.1 Evaluation Validity

  • All runs use the same embedding model (bge-m3), RAG model (o4-mini), and Neo4j graph state
  • Statistical confidence intervals are computed via bootstrap resampling (10,000 iterations)
  • Entity recall uses case-insensitive substring matching with pipe-separated alternatives for flexibility
  • Safety refusal accuracy is tested separately with 9 dedicated adversarial questions
  • Each run evaluates all 178 questions sequentially (no parallel execution that could affect timing)

6.2 Ground Truth Maintenance

Golden question specifications are maintained as a living document. When failures are identified, the root cause analysis follows a structured process:

  1. Verify the answer quality: Is the RAG answer actually wrong, or is the specification too narrow?
  2. Check cross-question consistency: Do other questions with similar entities pass?
  3. Apply minimal fix: Use pipe-separated alternatives to broaden acceptance without losing specificity
  4. Re-run full evaluation: Confirm no regression across all 178 questions

This approach ensures the evaluation framework measures actual retrieval quality rather than brittle string matching.

6.3 Reproducibility

All evaluation runs are committed to version control with:

  • Git commit hash linking code state to results
  • Full system configuration snapshot (models, parameters, feature flags)
  • Statistical analysis with confidence intervals
  • Raw per-question results in expandable detail sections